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Stateless Blockchain on Substrate using RSA Accumulators

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Stateless Blockchain Experiment

Disclaimer

This repository is purely experimental and is not production quality. The design choices made in this project are impractical from both a security and usability standpoint. Additionally, the following code has not been checked for correctness, style, or efficiency.

Testing the Project

In the root directory:

  • To build the project, run cargo build --release
  • To start the chain, run ./target/release/stateless-blockchain --dev --execution-block-construction=Native
  • If you need to reset the chain, run ./target/release/stateless-blockchain purge-chain --dev
  • If you would like to execute tests, run cargo test -p stateless-blockchain-runtime --release

In the accumulator-client directory (you must use nightly Rust):

  • Install wasm-pack if you don't already have it cargo install wasm-pack
  • Run wasm-pack build to compile the crate to WASM.
  • Inside "pkg", run npm link

In the client directory:

  • Run npm install to install all necessary dependencies.
  • Run npm link accumulator-client to link to the generated WASM files.
  • Run yarn start to start a local server on localhost:8000.

Overview and Background

This project implements a UTXO-based stateless blockchain on Substrate using an RSA accumulator. A cryptographic accumulator is a short commitment to a set that includes small witnesses(a Merkle Tree is a type of accumulator). However, compared to Merkle Trees, accumulators have constant size inclusion proofs, can efficiently add and delete(dynamic), and can support both membership and non-membership proofs(universal). These features make accumulators a suitable fit for the stateless validation model.

In this scheme, validating parties only need to track a single dynamic accumulator that represents a commitment to the state instead of actually having to store the entire state(such as the UTXO set in Bitcoin). Similarly, users only need to store their own UTXOs and membership proofs. However, since users must constantly watch for updates to the accumulator in order to update their proofs, a data service provider who handles witnesses on behalf of users is likely to be used in practice. This particular implementation includes batching and aggregation techniques from this paper: https://eprint.iacr.org/2018/1188.pdf.

Details

Setup

The accumulator can be instantiated with a group of unknown order such as an RSA group. Any RSA number up to RSA-2048 is supported(see the "accumulator" crate root). Accumulators can be instantiated with no trusted setup using class groups but remain mostly a research topic at the moment.

Mechanics

The workflow of a stateless blockchain is as follows:

  1. A mechanism like Proof-of-Work or some other minting mechanism can be used to add new coins to the accumulator.
  2. To spend a coin, users construct transactions that include their UTXO, the membership witness for that UTXO, and a valid transaction output.
  3. At the finalization of a block, the miner/validator aggregates all of the inclusion proofs from the spent UTXOs and uses it to batch delete them from the accumulator. Similarly, the miner/validator batch adds the newly created UTXOs to the accumulator. At each step, the miner/validator outputs a proof of correctness that the deletion/addition was executed correctly.

Structure

The base of this project is a simple Substrate runtime. However, the core accumulator logic is stored in the "accumulator" crate and includes all of the integer specific functions, succinct proofs of exponentiation, and functions for creating or updating membership witnesses.

The front-end for this project is stored in the "client" directory and implements a simple React page based on the Substrate Front-End template.

"accumulator-client" is a wrapper crate for "accumulator" that uses wasm-bindgen to export several accumulator functions to WASM. This is necessary so that the front-end can interact with the accumulator.

Limitations

Since this is an experimental project, there exists numerous limitations.

  • Instead of using a Proof-of-Work module, this runtime allows users to trivially mint new coins.
  • The "UTXOs" that are created more closely resemble non-fungible tokens and are not explicitly value bearing(only contain identifier and owner).
  • Users can only submit one transaction per block and each transaction is limited to one input and one output.
  • Instead of aggregating inclusion proofs in memory, the "blockchain" must temporarily write the details of each incoming transaction to storage (but are erased at the end of the block). This is currently the only viable method for processing incoming extrinsics without modifying Substrate itself.
  • The scheme does not verify any signatures. Signatures could be aggregated within a block using BLS signatures.

Miscellaneous

The primary computational bottleneck occurs when a UTXO is hashed to a prime representation. Although this implementation uses a deterministic variant of the Miller-Rabin primality test that is "efficient", since we have used a small lambda value for testing, it can still be a limiting factor. Page 24 of https://eprint.iacr.org/2018/1188.pdf presents a modification to the inclusion proofs such that the verifier only needs to perform one round of primality checking instead of rederiving the hash representation(which involves about log(lambda) rounds). If transactions are taking too long to process, the block time can be modified by changing "MinimumPeriod" in the crate root of the runtime.

With regard to semantics, it is important to note that this implementation is not actually a stateless blockchain since the runtime still utilizes the underlying storage trie of Substrate as well as multiple SRML components. However, the storage requirements are still fairly minimal.

Vector Commitments

The directory titled "vector-commitment" is a crate that implements both binary and general vector commitments using the RSA accumulator. A vector commitment is a primitive that allows for the commitment of an ordered list of elements where elements can only be opened at their corresponding indices(position binding). Particularly, one can use a vector commitment to commit to a binary vector by mapping the indices of elements that are 1 to primes and then batch adding them to an accumulator. A subset of those indices can be opened with constant sized openings by utilizing the batching functionality from the accumulator. This scheme can be further generalized to accumulate a key-value store using a large sparse vector and finally used to build an account-based stateless blockchain.

Future Work

Here is a non-comprehensive list of potential future steps.

  • Implementing more complex UTXO logic.
  • Integrating a Proof-of-Work module.
  • Creating a UX friendly front-end.
  • Creating a data service provider.
  • Investigating class groups.
  • Signature aggregation.
  • Explore accumulator unions and multiset accumulators.
  • Creating an account-based stateless blockchain runtime.

Reading List

Note: This repository will no longer be maintained by its original owner after November 2019.

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