From 5f9f99882f9c4b9315234e06d7cdba7cc80e825b Mon Sep 17 00:00:00 2001 From: ruoxiran Date: Thu, 25 Jul 2024 17:26:10 +0800 Subject: [PATCH] draft report --- CG-DRAFT-iifaa-did-20240725.html | 1712 ++++++++++++++++++++++++++++++ 1 file changed, 1712 insertions(+) create mode 100644 CG-DRAFT-iifaa-did-20240725.html diff --git a/CG-DRAFT-iifaa-did-20240725.html b/CG-DRAFT-iifaa-did-20240725.html new file mode 100644 index 0000000..fdc9cff --- /dev/null +++ b/CG-DRAFT-iifaa-did-20240725.html @@ -0,0 +1,1712 @@ + + + + + + + + + + + IIFAA Decentralized Trusted Authentication Technical Specification - Part 1: General Requirements + + + + + + + +
+ + + + + + + + + + +

IIFAA Decentralized Trusted Authentication Technical Specification - Part 1: General Requirements

+

+ Draft Community Group Report + +

+
+ +
Latest published version:
+
+ https://w3c-cg.github.io/cndid/CG-DRAFT-iifaa-did-20240725 +
+ + + + + +
Editor:
+
+ null +
+ + + + +
+ +

+ Copyright + © + 2024 + + the Contributors to the IIFAA Decentralized Trusted Authentication Technical Specification - Part 1: General Requirements + Specification, published by IIFAA and + Chinese DID & VC Community Group under the + W3C Community Contributor License Agreement (CLA). + A human-readable + summary + is available. + +

+
+
+ + +
+
+ +
+

Abstract

+

This document specifies the IIFAA decentralized trusted authentication reference model, technical architecture and + functionalities, service procedures, security requirements, and personal information protection requirements.

+

It is applicable to the development, design, deployment, application, and testing certification and other related + activities of IIFAA decentralized trusted authentication. +

+
+
+

Status of This Document

+

+ This specification was published by the IIFAA and + Chinese DID & VC Community Group. It is not a W3C Standard + nor is it + on the W3C Standards Track. + + Please note that under the + W3C Community Contributor License Agreement (CLA) + there is a limited opt-out and other conditions apply. + + Learn more about + W3C Community and Business Groups. +

+
+ +

1. Introduction

+ +

This document specifies the IIFAA decentralized trusted authentication reference model, technical architecture and + functionalities, service procedures, security requirements, and personal information protection requirements.

+

It is applicable to the development, design, deployment, application, and testing certification and other related + activities of IIFAA decentralized trusted authentication. +

+
+

2. General Framework

+ +

2.1 Reference Model

+ +

The IIFAA decentralized trusted authentication service reference model is depicted in Figure 1. It comprises four + pivotal roles: issuer, service provider, identity provider, and DID holder; two key data types: VCs and VPs; and a + foundational infrastructure: IIFAA decentralized trusted authentication infrastructure (cloud-chain).

+

Figure 1 Reference Model

+

The IIFAA decentralized trusted authentication service specifically includes:

+
    +
  1. + Organizations or individuals in the decentralized trusted authentication ecosystem must register a DID through an + identity provider and upload decentralized identity documents containing their identity public key to the blockchain for + storage and verification; +
    2. +
  2. + Upon user request, issuers grant VCs to the user side for encrypted storage; +
    3. +
  3. + When users need to present relevant VCs in specific service scenarios, they authorize, assemble, and issue a verifiable + presentation on their side, which is then submitted to the service provider; +
    4. +
  4. + The service provider, utilizing the infrastructure, accesses the public keys of users and issuers, verifies the user's + authorization and the issuer's identity within the verifiable presentation, and upon successful validation, provides the + requisite services based on the declared content meeting service scenario needs. +
    5. +
+
+

2.2 Issuer

+ +

The requirements for issuers are as follows:

+
    +
  1. + Reliable identity verification capabilities to authenticate the real identities of users or organizations; +
    2. +
  2. + Secure data storage and transmission capabilities to safeguard DID information from leakage or alteration; +
    3. +
  3. + User-friendly design to offer an intuitive user interface and a seamless interactive experience; +
    4. +
  4. + Sustainable service provision to ensure stability and reliability of services, with continual enhancements to improve + user experience; +
    5. +
  5. + Legal identity credential issuers should be legally authorized organizations; +
    6. +
  6. + Digital asset credential issuers should have the ability to verify legal identity or service credentials before issuing + digital asset credentials; +
    7. +
  7. + Desirable monitoring and operational capabilities are necessary to oversee and operate VC issuance services, and + promptly locate and address issues to maintain system stability and reliability. +
    8. +
+
+ +

2.3 Service Provider (SP)

+ +

Within the decentralized trusted authentication system, service providers are organizations that offer a range of + business services to users. These providers rely on decentralized trusted authentication capabilities and perform + services following VC verification. The requirements for service providers are as follows:

+
    +
  1. Decentralized authentication capability to verify diverse VCs, including legal identity credentials, service + credentials, and digital asset credentials;
    2. +
  2. Capability to verify the identity of the VC issuing organizations;
    3. +
  3. Capability to provide various business services to users, including but not limited to online and offline services;
    4. +
  4. Security measures to ensure the safety and privacy of user VC data and prevent data leakage and misuse;
    5. +
  5. Desirable monitoring and operational capabilities are necessary to oversee and operate VC verification services, and + promptly locate and address issues to maintain system stability and reliability.
    6. +
+
+

2.4 Identity Provider (IDP)

+ +

The identity provider in the decentralized trusted authentication system offers secure and trustworthy DID registration + services to various organizations and users. The requirements for identity provider are as follows:

+
    +
  1. Implementation of encryption technology to safeguard user data and ensure the security of user identity data against + leakage or alteration;
    2. +
  2. Adherence to relevant standards to promote data interoperability;
    3. +
  3. Transparent service provision to enable users to comprehensively understand the registration and utilization of DID;
    4. +
  4. Provision of various identity registration methods, including web pages, mobile applications, and APIs to facilitate + user registration and the use of DID;
    5. +
  5. Provision of a DID security mechanism to leverage multi-party computation and ZK-SNARK to enable recovery of lost + identity information;
    6. +
  6. Monitoring and operational capabilities to oversee and operate DID registration services, promptly locate and address + issues to maintain system stability and reliability.
    7. +
+
+

2.5 DID Holder

+ +

DID holders can be any organization or individual that holds a DID, such as an ordinary user, issuer, or service + provider. They possess private rights to use their DIDs. The requirements for DID holders are as follows:

+
    +
  1. Multiple authentication methods, including but not limited to passwords, biometric technologies, etc., to ensure the + user's identity is not misused;
    2. +
  2. Capability to authorize other organizations or individuals to verify their identity, serving as proof of holding the + current DID;
    3. +
  3. Capability to issue verifiable presentations, allowing the holder to authorize and present VCs under the current DID to + other organizations or individuals;
    4. +
  4. Security safeguard and privacy protection abilities to prevent identity information from being leaked or misused;
    5. +
  5. Scalability to support large-scale identity authentication and authorization demands;
    6. +
  6. Standardization capability to enable interoperability and integration with other identity authentication and + authorization systems.
    7. +
+
+
+

3. Technical Architecture and Functions

+ +

3.1 Technical Architecture

+ +

The IIFAA decentralized trusted authentication system's technical architecture is depicted in Figure 2. This + architecture includes underlying storage, a unified service and control platform, the IIFAA ecosystem operation + platform, issuers, the decentralized trusted authentication infrastructure, service providers, and user sides.

+

The underlying storage module is primarily responsible for the public display of DID identity documents on the + blockchain, using smart contract capabilities for adding and modifying DID documents. The unified service and control + platform manages organizational entities, trust anchoring, and is responsible for VC presentation traceability and + statistics. It ensures the trusted entry of VC issuing organizations and the trusted access of identity service + providers and conducts VC presentation tracing and auditing for unified management and standardized growth. The IIFAA + ecologic operation platform handles VC template management, service scenario management, and service administration. It + is responsible for the configuration, application, and approval processes of various VC templates and service scenarios, + as well as user service management. Issuers and service providers primarily focus on VC issuance and validation. The + decentralized trusted authentication infrastructure offers general SaaS capabilities, such as interactions between + identity services and blockchain, user private key escrow, and VC presentation escrow and traceability. The user side is + responsible for managing user VCs and presentations, as well as handling decentralized identities on user terminals.

+ +

Figure 2 Technical Architecture

+
+

3.2 User Terminal

+ + +

Comprising a terminal security foundation layer, core protocol layer, and application service layer, the decentralized + trusted authentication system provides services such as decentralized identity and VC information management for users. + These components collaborate to secure and maintain the confidentiality of user identities and VCs.

+ +

3.2.1 Terminal Security Foundation Layer

+ +

This layer provides security based on the terminal environment. Utilizing the terminal's Trusted Execution Environment + (TEE or SE) and SIM card security areas, it offers core security functionalities for higher-level services, including + but not limited to secure storage, trusted computing, key management, trusted interactions, and device authentication.

+
+

3.2.2 Terminal Core Protocol Layer

+ +

Building upon the security capabilities of the terminal security foundation layer, this layer offers unified + decentralized identity management services, including local identity creation and update, authorization, and + verification. Additionally, it provides VC management services, such as VC import and revocation, and verifiable + presentation management, including issuance, selective disclosure, ZK-SNARK, etc. These services enhance the security + and trustworthiness of decentralized identities, underpinning digital identity applications with robust terminal + foundation support.

+
+

3.2.3 Terminal Core Service Layer

+ + +

Built on the DID core protocol layer, this layer links decentralized identity infrastructure, issuers, and service + providers to offer users complete decentralized trusted authentication capabilities and services.

+ +
3.2.3.1 Decentralized Identity Management
+ +

Decentralized identity management involves storing and using decentralized identities on various user devices, including + but not limited to smartphones and servers. The requirements for decentralized identity management are as follows:

+
    +
  1. Capability for decentralized identity registration, involving the generation of identity keys at the user's end during + registration, coupled with the generation of a complete decentralized identity document through the identity provider, + followed by blockchain storage;
    2. +
  2. Capability for storage and utilization of decentralized identity keys, securely housed on the user side, to enable + operations such as data signing post user authorization;
    3. +
  3. Capability for decentralized identity cancellation to allow users to actively deregister their decentralized identity + and change the status of the blockchain decentralized identity document to "Closed;"
    4. +
  4. Provision of cryptographic security mechanisms to protect users' identity information from unauthorized access and cyber + attacks;
    5. +
  5. Recommended ease of use and configuration to offer a user-friendly interface and experience for the registration and + management of decentralized identities.
    6. +
+
+
3.2.3.2 Decentralized Identity Verification
+ +

Decentralized identity verification refers to the independent verification of identity by any organization within the + decentralized trusted authentication system, devoid of reliance on centralized nodes. By leveraging the terminal's + trusted environment, it combines verification methods like passwords and facial or fingerprint recognition with + technologies such as DPKI and ZK-SNARK. Verification key elements and methods are made public on the blockchain, + enabling any organization requiring user DID verification to independently access blockchain identity information and + complete identity verification through methods like private key signature validation and ZK-SNARK checks. The + requirements for decentralized verification are as follows:

+
    +
  1. Identity verification capabilities use methods like passwords, fingerprints, or facial recognition to verify the current + user's identity and prevent identity impersonation, adhering to the fingerprint verification requirements specified in + IIFAA Local Password-Free Technology Specification 2.0;
    2. +
  2. Operations based on trusted environments such as TEE or SE to ensure the trustworthiness of the identity verification + computational process;
    3. +
  3. Blockchain publication of non-sensitive verification key elements and methods for autonomous identity verification by + any organization needing to verify user DID;
    4. +
  4. Recommended ease of use and configuration to offer a user-friendly interface and experience for the utilization of + decentralized identity verification features.
    5. +
+
+
3.2.3.3 VC Management
+ +

VC management involves centralized storage and management of various VCs, including legal identity credentials, service + credentials, and digital asset credentials. This ensures the security and validity of these VCs, preventing illegal use + and alteration. The requirements for VC management are as follows:

+
    +
  1. VC import capability to allow the importation of VC data encrypted with the user's public key to the user side, followed + by decryption and persistent storage;
    2. +
  2. Capability for VC summary sets query to access all VC summaries under a specified DID, including information like the + VC's issuers, types, etc.;
    3. +
  3. Capability for detailed VC information query, including complete information of a specific VC ID;
    4. +
  4. Capability to delete VCs to remove VC data corresponding to a specified VC ID.
    5. +
+
+
3.2.3.4 VC Presentation
+ +

Based on current scenario requirements, users are provided with a selection and authorization of VC content that meets + the criteria. Following the principle of minimal privacy disclosure, users select and authorize the presentation of + relevant fields. Then, according to standard protocols, a VP is assembled, and signed with the DID private key, and the + signed VP information is presented to the scenario-based service provider for validation. Throughout the entire process, + the handling and signing of VCs are carried out within a secure environment on the user side. This is done following the + principle of minimal privacy disclosure for both selection and authorization, ensuring the security and privacy of user + data. The requirements for VC presentation functionality are as follows:

+
    +
  1. + Adherence to the principle of minimal privacy disclosure when presenting relevant fields to safeguard user identity + information from leakage or misuse; +
    2. +
  2. + Assembling VP according to standard protocols and signing with the DID private key to ensure the authenticity and + completeness of VCs; +
    3. +
  3. + Completing VC processing and signing within a trusted environment like TEE or SE to guarantee the security and privacy + of user data. +
    4. +
+
+ +
+
+

3.3 Issuer

+ +

3.3.1 VC Issuance

+ +

The requirements for VC issuance are as follows:

+
    +
  1. VC template verification capability, with issuers verifying the template before each VC issuance after completing + registration and template configuration on the IIFAA ecologic operation platform, to ensure the issued VCs complies with + standards;
    2. +
  2. Identity authentication capability, with issuers conducting varying levels of customer identity checks based on the type + of VC being issued in the VC application and issuance process;
    3. +
  3. Privacy disclosure processing capability, with issuers implementing the issuer's logic for privacy disclosure in the VC + issuance procedure, if such abilities and types are defined in the issuer's template configuration, including but not + limited to selective disclosure, minimal privacy disclosure, ZK-SNARK, etc.;
    4. +
  4. Credential encryption issuance capability, with issuers encrypting VCs before delivering them to users;
    5. +
  5. Issuers should establish a mapping relationship between the VC ID, subject ID, and existing data of the issuer.
    6. +
+
+

3.3.2 VC Revocation

+ +

The requirements for VC revocation functionality are as follows:

+
    +
  1. If issuers need to define a VC status field for VC, they should maintain VC status information as per the W3C-defined VC + status standard. They must also provide an interface as defined in the VC status information for querying VC + information;
    2. +
  2. Issuers shall maintain the VC revocation status by means including but not limited to blockchain, database, and caches, + and configure an interface for revocation status query as defined in the VC status information.
    3. +
+
+

3.3.3 VC Traceability Configuration

+ +

If an issuer requires VCs to be traceable, he/she shall configure the corresponding VC template that supports + traceability on the IIFAA ecological operation platform, and define the specific information that needs to be traced.

+
+
+

3.4 Decentralized Trusted Authentication Infrastructure

+ +

3.4.1 Identity Service

+ +

The identity service requirements are as follows:

+
    +
  1. DID service to implement the DID parsing layer, which enables the interaction with the blockchain through a smart + contract, for DID creation, query, modification, and deletion;
    2. +
  2. Recommended alias service with functions such as quick use and retrieval of DIDs, including defining the basic alias + rules, maintaining the one-to-one mapping relationships between an alias and a DID, and implementing alias creation, + query, modification, and deletion.
    3. +
+
+

3.4.2 Private Key Escrow

+ +

The decentralized DID private key escrow service shall be provisioned based on technologies including but not limited to + MPC Key Share, TEE, privacy computing, access control and permission management, and multi-factor authentication (MFA).

+
+

3.4.3 VC Escrow

+ +

The VC encryption escrow service shall be provisioned.

+
+

3.4.4 VC Traceability

+ +

The VC traceability requirements are as follows:

+
    +
  1. VC traceability, that is, when a user presents a VP containing a VC that needs to be traceable, the VC shall be + encrypted using a security key of the IIFAA decentralized infrastructure, and an interface shall be configured for SPs + to obtain the security key for decryption before authenticating the VP. VC traceability information is classified into + basic information and custom information. The basic information is stored in plaintext and contains issuer DID, SP DID, + VC type, VC presentation time, and VC authentication time. The custom information is encrypted for storage and includes + user DID, VC ID, and service scenarios.
    2. +
  2. Capability to query VC traceability information, and provisioning of an interface for issuers to query the above VC + traceability information.
    3. +
+
+

3.4.5 VC Escrow

+ +

The VP encryption escrow capability shall be provisioned. That is, when a user encrypts a VP and submits the encrypted + VP to the platform, the platform returns a unique encrypted ID, based on which, SPs can query the encrypted VP.

+
+ +
+

3.5 SPs

+ +

3.5.1 VP Verification

+ +

During VP verification, SPs shall have the capability to verify the signature of the verifiable statement, the signature + and status of the VC(s) contained in the verifiable statement, the nature of privacy disclosure, and the subject + consistency between the VC and the verifiable statement. If SPs are required to be capable of verifying whether the VP + is anti-replay, such capability shall be deployed on the IIFAA decentralized trusted authentication infrastructure, and + the anti-replay check shall be executed.

+

During statement verification, SPs shall have the capability to verify the identities of organizations that issue legal + identity credentials.

+
+

3.5.2 Organization Verification

+ +

SPs shall have the capability to verify the identities of VC issuers.

+
+
+

3.6 IIFAA Ecologic Operation Platform

+ +

3.6.1 VC Template Management

+ +

The IIFAA ecologic operation platform shall provide the management of VC templates to constrain the attribute profiles + of the VCs issued by issuers. The attribute profile management ensures unified attribute fields of VC templates. An + issuer can request issuing VCs in a specified VC template, and after the request is approved, the issuer can issue VCs + using this template. SPs can query VCs that are already issued by issuers through scenario configurations, and use the + appropriate VCs.

+

VC templates shall be hierarchical. That is, legal identity VC templates are available for legal identity issuers only, + and general identity VC templates are available for both legal identity issuers and general identity issuers. In + addition, VC templates should be classified according to different industries, and their application scopes shall be + clearly defined.

+

For this feature, the IIFAA platform:

+
    +
  1. Should have the capability to input attributes, and specify the available attributes of VC templates and their + definition;
    2. +
  2. Should have the capability to edit attributes by modifying their definitions;
    3. +
  3. Should have the capability to query the list of attributes, query all existing attributes in an trusted manner, and + input VC templates. It can configure VC type, VC level, and VC template name & description, and select the attributes + required by the template to configure jsonSchema constraints corresponding to the VC template;
    4. +
  4. Shall have the capability to edit VC templates by modifying information about the template except for the template name;
    5. +
  5. Shall have the capability to query VC template list, that is, to query all configured VC templates;
    6. +
  6. Shall have the capability to apply for VC templates as an issuer. Issuers can apply for existing VC templates;
    7. +
  7. Shall have the capability to approve VC templates as an issuer. When an issuer applies for a VC template, the VC + template needs to be reviewed by the IDP operator, and after that, the issuer can issue VCs using this VC template;
    8. +
  8. Shall have the capability to query the VC template list as a specified issuer, that is to query all VC templates that + have been reviewed and approved by issuers. SPs can configure their service scenario policies using these templates.
    9. +
+
+

3.6.2 Scenario Management

+ +

The service scenario policy configuration function shall be provisioned so that an SP can configure a VC policy for the + current scenario using a VC template that has been reviewed and approved by the corresponding issuer. After the IDP + operator reviews the scenario, the service scenario can go online for specified VCs.

+

For this feature, the IIFAA platform:

+
    +
  1. Should have the capability to create VC policies. In most cases, to build a VC use policy, the platform specifies the VC + information to be used in this policy, whether each attribute is required in each VC, and whether the required fields + are subject to the minimum disclosure policy.
    2. +
  2. Should have the capability to query VC policies, that is, to query all created VC policies.
    3. +
  3. Shall have the capability to apply service scenarios, that is, to create a complete scenario request sheet by selecting + a VC policy and filling in basic scenario information such as logo, destination address, encryption algorithm, and + service DID.
    4. +
  4. Shall have the capability to review service scenarios. It is recommended that the IDP operator or the related issuer in + the VC policy be responsible for the review of the scenario.
    5. +
  5. Shall have the capability to modify service scenarios, that is, enable the SP owning a scenario to modify the scenario, + and such modification will take effect only after being re-approved.
    6. +
  6. Shall have the capability to query service scenario list, that is, to query all approved scenarios.
    7. +
+
+

3.6.3 Service Scenario Display

+ +

A list page should be configured to display all online service scenarios so that users can enjoy desired services via + the corresponding ingresses.

+
+

3.6.4 VC List Display

+ +

A list page should be configured to display all online VCs so that users can apply for desired VCs for use.

+
+
+

3.7 Unified Service and Control Platform

+ +

The unified service and control platform is used for organization registration and authentication, and it can provide + the trust anchoring service to establish an organization information chain. It also has certain VC traceability and + audit capability.

+

3.7.1 Organization Management

+ +

The platform shall implement the registration and management of organization information, and these organizations may be + issuers or SPs. Organizations that issue legal identity credentials shall be certified by an authoritative CA agency, + while for those that issue service credentials or digital asset credentials, domain name-based authentication is + recommended.

+

For this module, the unified service and control platform shall have the following capabilities:

+
    +
  1. Capability to register organization information and store organization-related information securely;
    2. +
  2. Capability to review organization information for authentication of service organizations or legal identity credential + issuers;
    3. +
  3. Capability to edit organization information;
    4. +
  4. Capability to query organization, that is, to query organizations from the organization information list.
    5. +
+
+

3.7.2 Trust Anchoring

+ +

Trust anchoring is a process of establishing and maintaining trust on the basis of a reliable entity or mechanism. As a + key component for building a trust architecture, trust anchoring provides a verifiable and reliable reference point that + assures participants of the confidence level of a system or entity.

+

Decentralized identity trust anchoring shall enable trusted authentication of issuers and access of legal identity + issuers, for unified management, control, and standardized development of organizations including issuers and SPs.

+
+

3.7.3 Traceability and Audit

+ +

The user identity credential traceability and audit capacity shall be provisioned. For this module, the unified service + and control platform shall have the following capabilities:

+
+
    +
  1. Capability to record the usage history of all VCs for traceability and audit.
    2. +
  2. Capability to record the privacy protection of user information during record use without retaining any VC details, and + ensure that identity information is accessible to authorized individuals or organizations only.
    3. +
  3. Traceability and audit capability based on VC issuers, that is, to measure the presentations of VCs issued by an issuer.
    4. +
  4. Traceability and audit capability based on SPs, that is, to measure the presentations of VCs used by an SP.
    5. +
+
+
+

4. Service Procedure

+ +

4.1 Organization Registration Procedure

+ +

In the decentralized trusted authentication system, organizations fall into two categories: VC issuers who issue VCs to + users, and SPs who, based on the VPs given by users, obtain user information and provide services. The prerequisite for + the healthy operation of the decentralized trusted authentication system is that users hold reliable VCs. Therefore, + when registering with the unified service and control platform, issuers need to go through an authentication procedure + to verify that they are authoritative and reliable. Although the right to use data belongs to users, for healthy data + transfer, SPs also need to go through authentication to avoid malicious information collection and data abuse.

+

4.1.1 Issuer Registration

+ +

Figure 3 Issuer Registration Procedure

+

The issuer registration procedure is shown in Figure 3. During registration, an issuer needs to submit related + information as required by the unified service and control platform. After the information is reviewed, the platform + notifies the IDP to generate a DID for the issuer and uploads some information to the blockchain for publicity. Issuers + are divided into legal organizations and ordinary organizations. The digital VCs issued by legal organizations are more + authoritative and have a wider range of application scenarios. Therefore, legal organizations need to go through a more + stringent authentication, for which, CA-based authentication is recommended. For ordinary organizations, domain + name-based authentication is recommended. The specific issuer registration procedure is as follows:

+
    +
  1. + An issuer generates private keys and stores them securely (1). + +
    2. +
  2. + The issuer submits information such as public keys, website domain name, and website name to the unified service and + control platform (2). + +
    3. +
  3. + The issuer selects an appropriate authentication method depending on its organization type. If the issuer is a legal + organization, it selects CA authentication and submits a CA certificate issued by an authoritative CA agency for + authentication. If the issuer is an ordinary organization, it goes through domain name-based authentication (3). +
    4. +
  4. + The unified service and control platform reviews and verifies the information submitted by the issuer. After successful + verification, the platform notifies the IDP to generate a DID, uploads it to the blockchain, and returns the related + information to the issuer (4, 5, 6, 7). +
    5. +
+
+

4.1.2 SP Registration

+ +

Figure 4 SP Registration Procedure

+

The SP registration procedure is shown in Figure 4. During registration, an SP submits information as required. After + the information is reviewed, the IDP generates the corresponding DID and uploads some information to the blockchain. + When creating an application scenario, the SP can select a specified issuer as the data issuer. To prevent SPs from + maliciously collecting and abusing data, the unified service and control platform or issuer will review the SP's + scenario access based on the issuer's data use requirements. After the review, the scenario is configured for future + use. The specific procedure is as follows:

+
    +
  1. An SP generates private keys and stores them securely (1).
    2. +
  2. The SP submits information such as name, logo, and public keys to the unified service and control platform (2).
    3. +
  3. The platform reviews and verifies the information submitted by the SP. After the information is reviewed, the platform + notifies the IDP to generate a DID, uploads it to the blockchain, and returns it to the SP (3, 4).
    4. +
  4. The SP creates an application scenario on the platform and specifies the dependent data source (5).
    5. +
  5. If the issuer specifies that approval is required for its VCs, the SP initiates an application (6).
    6. +
  6. After the application is approved by the issuer, the platform generates the scenario configuration for future use by the + SP (7).
    7. +
+
+ + +
+

4.2 VC Issuance Procedure

+ +

The VC issuance procedure is shown in Figure 5. A user creates a DID and applies for a VC on the terminal, and the + corresponding issuer authenticates the user's identity and then issues the VC. The issuance procedure is the same for + different types of VC, with some differences in user authentication. To issue a legal identity credential, the + corresponding issuer authenticates the user's identity through face and ID comparison. To issue a service credential or + digital asset credential, the corresponding issuer can authenticate the user's identity through face and ID comparison + or based on the user's legal identity credential on the terminal.

+

Figure 6 VP Procedure

+

The VC issuance procedure is as follows:

+
    +
  1. A user initiates a request for creating a DID on the app (1).
    2. +
  2. The trusted key components of the terminal generate public and private keys (2).
    3. +
  3. The terminal uploads public keys to the IDP and initiates a request for creating a DID (3).
    4. +
  4. The IDP generates a DID document based on the public keys and uploads the public keys and DID document to the blockchain + (4).
    5. +
  5. The terminal receives the DID document returned by the IDP and calls the trusted storage components for data storage + (5).
    6. +
  6. The terminal applies for a VC from the issuer (6).
    7. +
  7. Depending on the type of the applied VC, the issuer authenticates the user's identity using an appropriate method (7).
    8. +
  8. The issuer signs the VC with its own DID private key and then encrypts it with the user's DID public key. The encrypted + data is sent to the terminal, which stores it securely through the trusted storage component (8).
    9. + +
+

In the above steps, if the terminal already has a DID, ignore steps a) to e), and go to step f) directly.

+
+

4.3 VP Procedure

+ +

Figure 5 VC Issuance Procedure

+

The VP procedure is shown in Figure 6. To enjoy the services provided by an SP, a user needs to apply for a VC from the + asset issuer and generate a VP per the SP's service scenario requirements. After the VP is generated, the SP verifies + the VP to complete user authentication, and then provides services for the user. The specific procedure is as follows:

+
    +
  1. Before using the services provided by an SP, a user needs to submit his/her data and information for authentication (1).
    2. +
  2. The terminal queries the configurations of the SP, and obtains the SP's requirements for user data in this scenario (2).
    3. +
  3. The user authorizes the application vendor and VC corresponding to the presentation.
    4. +
  4. The terminal selects a proper VC based on the configurations, constructs VP content using the SP's DID and public key, + and then signs the VP content with the user's private key to generate a VP (4).
    5. +
  5. The terminal encrypts the VP with the SP's public key and then transmits it to the SP (5).
    6. +
  6. The SP decrypts and verifies the VP data, and authenticates the user information based on the original data (6).
    7. +
  7. The SP authenticates the user, and then provides services for the user (7).
    8. +
+
+
+

5. Security Requirements

+ +

5.1 Password Locks Security

+ +

Applicable encryption algorithms shall be selected and applied according to specific conditions, and the encryption + algorithms for security and reliability shall be used to ensure data confidentiality, integrity, and availability. The + supported cryptographic algorithms include:

+
    +
  1. Symmetric encryption algorithms, including SM4, AES, etc.
    2. +
  2. Asymmetric encryption algorithms, including SM2, RSA (2048 or above), DSA, ECC, etc.
    3. +
  3. Abstract algorithm, including SM3, SHA-2, SHA-3, etc.
    4. +
+
Editor's note

Note: Symmetric encryption algorithms are mainly used for encrypted data storage and transmission. Asymmetric encryption + algorithms are for digital signature and authentication. Message abstract algorithms are for cryptographic hashing and + digital signature.

+
+

5.2 Data Security

+ +

It shall be as per GB/T 41479, in addition to the following requirements:

+
    +
  1. Encryption communication: Data shall be encrypted to avoid being eavesdropped during transmission.
    2. +
  2. Two-way authentication: Both endpoints of the data transmission shall go through authentication to avoid illegal access + or data breach.
    3. +
  3. Security protocol: TLS, TLCP, or other security protocols shall be used to ensure security during data transmission.
    4. +
  4. Anti-replay: Measures against replay attacks, such as timestamps and random numbers, shall be taken to ensure + reliability during data transmission.
    5. +
  5. Data integrity: Integrity shall be ensured during data transmission to protect data from being tampered with.
    6. +
  6. Secure storage: Data shall be stored securely after transmission.
    7. +
+
+

5.3 Server Security

+ +

The requirements are as follows:

+
    +
  1. OS security: For device security, the security patches and software versions shall be updated in time for the operating + systems of server devices.
    2. +
  2. Application security: For application security, the applications installed on server devices shall be kept up-to-date, + and unaudited applications shall be avoided.
    3. +
  3. Password and identity authentication: The password and identity authentication shall be configured on server devices to + ensure that only authorized personnel can access these devices.
    4. +
  4. Anti-virus and malicious software: The anti-virus and malware scan programs shall be installed and periodically executed + to protect devices from being attacked by viruses and malware.
    5. +
+
+

5.4 Terminal Security

+ +

The requirements are as follows:

+
    +
  1. Secure boot: The OS and applications on terminals shall be protected from being tampered with or replaced by malware + during startup.
    2. +
  2. Secure storage: Data stored on terminals shall be encrypted and protected from being accessed or used by unauthorized + persons or malware.
    3. +
  3. Secure operating environment (such as TEE): The applications on terminals shall be protected from being attacked by + malware or other threats during operation.
    4. +
  4. Secure communication: Terminals shall be able to interact with each other securely so that data will not be tampered + with or eavesdropped during transmission.
    5. +
  5. Secure update: The OS and applications on terminals shall be protected from being tampered with or replaced by malware + during updates, and the update process shall be secure.
    6. +
  6. Trusted authentication: The user authentication on terminals shall be trusted so that only authorized users can access + devices and data.
    7. +
  7. The biometrics recognition on mobile devices shall be as per GB/T 37036 (All parts).
    8. +
+
+

5.5 Server Security Requirements

+ +

The requirements are as follows:

+
    +
  1. The server shall authenticate all requests to ensure that these requests come from legal users or clients.
    2. +
  2. The server shall implement access control so that only authorized users or clients can access specified resources.
    3. +
  3. The server shall handle faults and exceptions in time to avoid server attacks and service interruptions.
    4. +
  4. The server shall record all access logs and exception logs for tracking and analysis.
    5. +
  5. The server shall establish an emergency response mechanism for the timely handling of security events and threats.
    6. +
+
+
+

6. Personal Information Protection Requirements

+ +

6.1 General Requirements

+ +

Personal information and biometric information shall be as per GB/T 35273 and GB/T 40660. Face recognition data shall + also comply with GB/T 41819.

+
+

6.2 Biometric Data Masking Requirements

+ +

Raw biometric data should be anonymized into the irreversible ZK-SNARK to ensure the security and privacy of users' + biometric data.

+
+

6.3 Disclosure of Personal Information

+ +

The disclosure involves two methods: selective disclosure and minimum disclosure, with the requirements as follows:

+
    +
  1. For the selective disclosure: +
      +
    1. SPs shall specify the user information required for services under the minimum collection principle.
      2. +
    2. Terminals shall list the attributes that need and do not need to be presented by users before the VC presentation.
      3. +
    3. For non-required attributes, users can set whether to authorize disclosure at their discretion.
      4. +
    +
    2. +
  2. For the minimum disclosure: +
      +
    1. When building VCs, issuers shall specify the required attributes under the minimum disclosure principle.
      2. +
    2. SPs shall specify the attributes required for service operation under the minimum disclosure principle, and define the + scope.
      3. +
    3. Terminals should construct presentation attributes using the ZK-SNARK before the VC presentation.
      4. +
    4. When verifying VPs, SPs shall determine whether the corresponding attributes are required using the ZK-SNARK.
      5. +
    +
    3. +
+
+
+

7. Test Requirements

+ +

7.1 Protocol Standard Testing

+ +

Full protocol standard testing needs to be carried out on DID documents, VCs, and VPs to ensure that: 1) DID documents + can present different authentication methods and cross-chain mutual recognition; 2) VCs can prove the attribute or right + of some statements of the corresponding holders; and 3) VPs can prove the corresponding holders' identities and present + a set of VCs to third parties.

+

7.1.1 DID Document Protocol Testing

+ +

The test method and expected result of the DID document protocol testing are as follows:

+
    +
  1. Test method: When the IDP generates a DID document, check whether the DID document complies with the IIFAA decentralized + trusted authentication standards.
    2. +
  2. Expected result: When the IDP generates a DID document, upon check, the DID document complies with the IIFAA + decentralized trusted authentication standards.
    3. +
  3. Result judgment: If the actual test result is the same as expected, the test is acceptable; otherwise, it is + unacceptable.
    4. +
+
+

7.1.2 VC Protocol Testing

+ +

The test method and expected result of the VC protocol testing are as follows:

+
    +
  1. Test method: When the issuer generates a VC, check whether the VC complies with the IIFAA decentralized trusted + authentication standards.
    2. +
  2. Expected result: When the issuer generates a VC, upon check, the VC complies with the IIFAA decentralized trusted + authentication standards.
    3. +
  3. Result judgment: If the actual test result is the same as expected, the test is acceptable; otherwise, it is + unacceptable.
    4. +
+
+

7.1.3 VP Protocol Testing

+ +

The test method and expected result of the VP protocol testing are as follows:

+
    +
  1. Test method: When DID holder presents a VP, check whether the VP complies with the IIFAA decentralized trusted + authentication standards.
    2. +
  2. Expected result: When DID holder presents a VP, upon check, the VP complies with the IIFAA decentralized trusted + authentication standards.
    3. +
  3. Result judgment: If the actual test result is the same as expected, the test is acceptable; otherwise, it is + unacceptable.
    4. +
+
+
+

7.2 Operating Environment Security Testing

+ +

To protect the security and credibility of decentralized trusted authentication DID keys and user data, full security + testing needs to be carried out on the terminal environment where a decentralized trusted authentication system runs, + the key algorithms used, and the data protocols adopted.

+

7.2.1 Terminal Environment Security Testing

+ +

The test methods and expected results of the terminal environment security testing are as follows:

+
    +
  1. Test methods: +
      +
    1. Check whether DID keys are stored in a secure environment as stated in the DID document.
      2. +
    2. Check whether VCs are encrypted and stored.
      3. +
    +
    2. +
  2. Expected results: +
      +
    1. If DID document states SE storage, DID keys are generated and used in the security zone of the SE or SIM card on the + terminal.
      2. +
    2. If DID document states TEE storage, DID keys are generated and used in the TEE of the terminal.
      3. +
    3. VCs are encrypted and stored.
      4. +
    +
    3. +
  3. Result judgment: If the actual test result is the same as expected, the test is acceptable; otherwise, it is + unacceptable. +
    4. +
+
+ +

7.2.2 Key Algorithm Security Testing

+ +

The test methods and expected results of the key algorithm security testing are as follows:

+
    +
  1. Test methods: +
      +
    1. Check whether key algorithms such as SM2/ECC/RSA3072, SM4/AES, and SM3/SHA2 are supported.
      2. +
    2. Check whether keys are stored and used in a secure environment as stated in the DID document.
      3. +
    +
    2. +
  2. Expected results: +
      +
    1. If DID document states SE storage, related keys and algorithms run in the security zone of the SE or SIM card.
      2. +
    2. If DID document states TEE storage, related keys and algorithms run in the TEE of the terminal.
      3. +
    +
    3. +
  3. Result judgment: If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. + +
    4. +
+
+

7.2.3 Data Protocol Security Testing

+ +

The test methods and expected results of the data protocol security testing are as follows:

+
    +
  1. Test methods: +
      +
    1. In the DID registration phase, verify whether the public key data and security environment statement generated on the + terminal are signed with the private keys of the corresponding security zone.
      2. +
    2. In the VC issuance phase, check whether VCs are issued after being encrypted with the private keys of the specified user + DID.
      3. +
    3. In the VC import phase, check whether VCs are encrypted and stored in a security zone as stated in the DID document.
      4. +
    4. In the VP issuance phase, check whether the VP data is encrypted with the DID keys of the designated service + organization.
      5. +
    +
    2. +
  2. Expected results: +
      +
    1. In the DID registration phase, the public key data and security environment statement generated on the terminal are + signed with the private keys of the corresponding security zone.
      2. +
    2. In the VC issuance phase, VCs are issued after being encrypted with the private keys of the specified user DID.
      3. +
    3. In the VC import phase, VCs are encrypted and stored in a security zone as stated in the DID document.
      4. +
    4. In the VP issuance phase, the VP data is encrypted with the DID keys of the designated service organization.
      5. +
    +
    3. +
  3. Result judgment: + If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. +
    4. +
+
+
+

7.3 Basic Function Testing

+ +

Decentralized trusted authentication is to build a decentralized identity authentication infrastructure with minimum + trust, high privacy protection, and efficient operation. Its basic functions include identity registration and + management, VC issuance and storage, and VP presentation, based on which, the test requirements are as follows sections.

+

7.3.1 Registration and Management of Decentralized Identities

+ +

The test methods and result judgment of the decentralized identity management procedure are as follows:

+
    +
  1. Test methods: +
      +
    1. During identity registration, check whether the keys on the terminal are generated properly.
      2. +
    2. During identity registration, check whether the private keys are stored according to security requirements.
      3. +
    3. During identity registration, check whether the public keys and corresponding decentralized identity documents are + stored on the blockchain.
      4. +
    4. During use, check whether identity authentication methods are available to verify the user's identity.
      5. +
    5. During identity deregistration, check whether the key information and the corresponding data on the blockchain are set + to "disabled" or "deleted".
      6. +
    +
    2. +
  2. Expected results: +
      +
    1. During identity registration, the keys on the terminal are generated properly.
      2. +
    2. During identity registration, the private keys on the terminal are stored securely according to security requirements.
      3. +
    3. During identity registration, the public keys and corresponding decentralized identity documents are stored on the + blockchain properly.
      4. +
    4. During use, identity authentication methods are available to verify the user's identity.
      5. +
    5. During identity deregistration, the key information and the corresponding data on the blockchain are set to disabled or + deleted.
      6. +
    +
    3. +
  3. + Result judgment: + If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. +
    4. +
+
+

7.3.2 VC Issuance and Storage

+ +

The test methods and result judgment of the VC issuance and storage procedure are as follows:

+
    +
  1. Test methods: +
      +
    1. Check whether the VC issuance interface has the identity authentication capability.
      2. +
    2. Simulate the issuance process and test the issuer's key management and signature mechanisms to ensure that VCs can be + correctly signed, issued, encrypted, and then transmitted to the holders.
      3. +
    3. Check whether VCs can be decrypted properly with the user's private keys on the terminal and whether the VC data + integrity is compliant with the VC template requirements.
      4. +
    4. Check whether VCs can be stored securely and persistently on the terminal.
      5. +
    5. Check whether VC summaries and details can be queried properly on the terminal.
      6. +
    6. Check whether VCs can be normally canceled by the issuer.
      7. +
    +
    2. +
  2. +
      +
    1. As required by the issuer, the VC insurance interface has the identity authentication capability.
      2. +
    2. The data of the issued VCs are encrypted with the user's public keys and can be decrypted properly with the user's + private keys.
      3. +
    3. VCs are securely and persistently stored in the corresponding security zone on the terminal.
      4. +
    4. VC summaries and details can be queried properly on the terminal.
      5. +
    5. VCs can be normally canceled by the issuer.
      6. +
    +
    3. +
  3. + Result judgment: + If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. +
    4. +
+
+

7.3.3 VP Presentation

+ +

The test methods and result judgment of the VP presentation procedure are as follows:

+
    +
  1. Test methods: +
      +
    1. Check whether VPs present relevant fields per the principle of minimal privacy disclosure to prevent any breach or abuse + of user information.
      2. +
    2. Check whether VPs are assembled according to the standard protocols, signed with the user's private keys, and encrypted + with service providers' public keys.
      3. +
    3. Check whether service providers can obtain the data presented by VCs through VPs.
      4. +
    +
    2. +
  2. Expected results: +
      +
    1. VPs present relevant fields per the principle of minimal privacy disclosure to prevent any breach or abuse of user + information.
      2. +
    2. VPs are assembled according to the standard protocols, signed with the user's private keys, and encrypted with service + providers' public keys.
      3. +
    3. Service providers can obtain the data presented by VCs through VPs.
      4. +
    +
    3. +
  3. + Result judgment: + If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. +
    4. +
+
+
+

7.4 Performance and Stability Testing

+ +

To ensure the user experience for decentralized trusted authentication and the reliability and stability of the system, + a performance test needs to be carried out on terminal keys, and performance and stability tests be conducted on the + service system.

+

7.4.1 Key Performance Testing

+ +

The test methods and expected results of the key performance security test are as follows:

+
    +
  1. Test methods: +
      +
    1. Trigger the terminal to generate DID keys for 100 cycles, and calculate the average time spent.
      2. +
    2. Sign data with the DID keys for 100 cycles, and calculate the average time spent.
      3. +
    3. Verify digital signatures with the DID keys for 100 cycles, and calculate the average time spent.
      4. +
    4. Encrypt data with the DID keys for 100 cycles, and calculate the average time spent.
      5. +
    5. Decrypt data with the DID keys for 100 cycles, and calculate the average time spent.
      6. +
    +
    2. +
  2. Expected results: +
      +
    1. When the terminal is triggered to generate DID keys for 100 cycles, all the cycles are executed successfully and the + average time spent is less than 200 ms.
      2. +
    2. When DID keys are used to sign data for 100 cycles, all the cycles are executed successfully and the average time spent + is less than 100 ms.
      3. +
    3. When DID keys are used to verify digital signatures for 100 cycles, all the cycles are executed successfully and the + average time spent is less than 100 ms.
      4. +
    4. When DID keys are used to encrypt data for 100 cycles, all the cycles are executed successfully and the average time + spent is less than 200 ms.
      5. +
    5. When DID keys are used to decrypt data for 100 cycles, all the cycles are executed successfully and the average time + spent is less than 200 ms.
      6. +
    +
    3. +
  3. + Result judgment: + If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. +
    4. +
+
+

7.4.2 Performance and Stability Testing of the Service System

+ +

The test methods and expected results of the performance and stability tests of the service system are as follows:

+
    +
  1. Test methods: +
      +
    1. Carry out stress test and stability test on the DID identities created by the IDP, and calculate the QPS and system + stability.
      2. +
    2. Carry out stress test and stability test on the DID identities queried by the IDP, and calculate the QPS and system + stability.
      3. +
    3. Carry out stress test and stability test on the VCs generated by the issuer, and calculate the QPS and system stability.
      4. +
    4. Carry out stress test and stability test on the VPs presented by service providers, and calculate the QPS and system + stability.
      5. +
    +
    2. +
  2. +
      +
    1. After the stress test and stability test are carried out on the DID identities created by the IDP, the results show that + the QPS is greater than 500 and the system stability is up to 99.9%.
      2. +
    2. After the stress test and stability test are carried out on the DID identities queried by the IDP, the results show that + the QPS is greater than 500 and the system stability is up to 99.9%.
      3. +
    3. After the stress test and stability test are carried out on the VCs generated by the issuer, the results show that the + QPS is greater than 500 and the system stability is up to 99.9%.
      4. +
    4. After the stress test and stability test are carried out on the VPs presented by service providers, the results show + that the QPS is greater than 500 and the system stability is up to 99.9%.
      5. +
    +
    3. +
  3. + Result judgment: + If the actual test result is the same as expected, the test is acceptable; otherwise, it is unacceptable. +
    4. +
+
+
+
+

8. Terms

+ +
Editor's note

any terms below overlay with W3C terms?

+
+
+
+

A. Reference

+ +
Editor's note

Fixed layout later.

+

GB/T 35273 Information security technology – Personal information security specification +GB/T 37036 (All parts) Information technology – Biometrics used with mobile devices +GB/T 40660 Information security technology – General requirements for biometric information protection +GB/T 41479 Information security technology – Network data processing security requirements +GB/T 41819 Information security technology – Security requirements of face recognition data +IIFAA Local Password-Free Technology Specification 2.0

+
+ + + + + \ No newline at end of file